Foreign Exchange Management (Permissible Capital Account TRANSAC­TIONS) Regulations, 2000

 

FEMA 1/2000-RB, dated 3-5-2000 [GSR 384(E), dated 3-5-2000]  - In exercise of the powers con­ferred by sub-section (2) of section 6, sub-section (2) of sec­tion 47 of the Foreign Exchange Management Act, 1999 (42 of 1999), the Reserve Bank of India makes, in consultation with the Central Government following regulations relating to capital account transactions namely :—

 

Short title and commencement.

(i)         These Regulations may be called the “Foreign Exchange Management (Permissible Capital Account Transactions) Regula­tions, 2000”.

(ii)        They shall come into force on the 1st day of June, 2000.

 

Definitions.

In these Regulations, unless the context requires otherwise,—

        (a)           ‘Act’ means, the Foreign Exchange Management Act, 1999 (42 of 1999);

(b)           “Drawal” means drawal of foreign exchange from an authorised person and includes opening of Letter of Credit or use of International Credit Card or International Debit Card or ATM card or any other thing by whatever name called which has the effect of creating foreign exchange liability;

        (c)            ‘Schedule’ means a schedule to these Regulations;

(d)           ‘Transferable Development Rights’ means certificates issued in respect of category of land acquired for public purpose either by Central or State Government in consideration of surren­der of land by the owner without monetary compensation, which are transferable in part or whole;

(e)           The words and expressions used but not defined in these Regulations shall have the same meanings respectively assigned to them in the Act.         

 

Permissible Capital Account Transactions.

(1)       Capital account transactions of a person may be classified under the following heads, namely :—

    (A)   transactions, specified in Schedule I, of a person resident in India;

        (B)   transactions, specified in Schedule II, of a person resident outside India.

(2)       Subject to the provisions of the Act or the rules or regula­tions or direction or orders made or issued thereunder, any person may sell or draw foreign exchange to or from an authorised person for a capital account transaction specified in the Schedules:

 

Provided that the transaction is within the limit, if any, speci­fied in the regulations relevant to the transaction.

 

Prohibition.

Save as otherwise provided in the Act, rules or regulations made thereunder,

(a)       no person shall undertake or sell or draw foreign exchange to or from an authorised person for any capital account transaction :

                1 Provided that—

(a)   subject to the provisions of the Act or the rules or regulations or directions or orders made or issued thereunder, a resident individual may draw from an authorized person foreign exchange not exceeding US $ 25,000 per calendar year for a capital account transaction specified in Schedule I;

(b)   where the drawal of foreign exchange by a resident individual for any capital account transaction specified in Schedule I exceeds US $ 25,000 per calendar year, the limit specified in the regulations relevant to the transaction shall apply with respect to the drawal :

Provided further that no part of the foreign exchange of US $ 25,000 drawn under clause (a) of the first proviso shall be used for remittance directly or indirectly to countries notified as non-co-operative countries and territories by Financial Action Task Force (FATF) from time to time and communicated by the Reserve Bank of India to all concerned;]

(b)       no person resident outside India shall make investment in India, in any form, in any company or partnership firm or proprietary concern or any entity, whether incorporated or not, which is engaged or proposes to engage—

        (i)         in the business of chit fund, or

                (ii)        as Nidhi Company, or

        (iii)       in agricultural or plantation activities, or

                (iv)       in real estate business, or construction of farm houses, or

        (v)        in trading in Transferable Development Rights (TDRs).

 

Explanation.—For the purpose of this regulation, “real estate business” shall not include development of townships, construction of residen­tial/commercial permises, roads or bridges.

 

Method of payment for investment.

The payment for investment shall be made by remittance from abroad through normal banking channels or by debit to an account of the investor maintained with an authorised person in India in accordance with the regulations made by the Reserve Bank under the Act.

 

Declaration to be furnished.

Every person selling or drawing foreign exchange to or from an authorised person for a capital account transaction shall furnish to the Reserve Bank, a declaration in the form and within the time specified in the regulations relevant to the transaction.

Schedule I

[See Regulation 3(1)(A)]

Classes of capital account transactions of persons resident in India

(a)       Investment by a person resident in India in foreign securities.

(b)   Foreign currency loans raised in India and abroad by a person resident in India.

(c)    Transfer of immovable property outside India by a person resident in India.

(d)   Guarantees issued by a person resident in India in favour of a person resident outside India.

(e)   Export, import and holding of currency/currency notes.

(f)     Loans and overdrafts (borrowings) by a person resident in India from a person resident outside India.

(g)   Maintenance of foreign currency accounts in India and outside India by a person resident in India.

(h)   Taking out of insurance policy by a person resident in India from an insurance company outside India.

(i)     Loans and overdrafts by a person resident in India to a person resident outside India.

(j)     Remittance outside India of capital assets of a person resident in India.

(k)    Sale and purchase of foreign exchange derivatives in India and abroad and commodity derivatives abroad by a person resident in India.

Schedule II

[See Regulation 3(1)(B)]

Classes of capital account transactions of persons
resident outside India

(a)   Investment in India by a person resident outside India, that is to say,

(i)     issue of security by a body corporate or an entity in India and investment therein by a person resident outside India; and

(ii)    investment by way of contribution by a person resident outside India to the capital of a firm or a proprietorship con­cern or an association of persons in India.

(b)   Acquisition and transfer of immovable property in India by a person resident outside India.

(c)    Guarantee by a person resident outside India in favour of, or on behalf of, a person resident in India.

(d)   Import and export of currency/currency notes into/from India by a person resident outside India.

(e)   Deposits between a person resident in India and a person resident outside India.

(f)     Foreign currency accounts in India of a person resident outside India.

(g)   Remittance outside India of capital assets in India of a person resident outside India.


 [K1]Inserted by the Foreign Exchange Management (Permissible Capital Account Transactions) (Amendment) Regulations, 2004, w.e.f. 5-2-2004.