MINUTES

 

Preliminary

 

Minutes of a meeting mean a record of all that has happened at a meeting that is decisions taken on various matters and resolutions adopted thereat. Minutes should exclude speeches or Agreements made at a meeting in connection with discussions and deliberations on any agenda item. Minutes should be fair and correct summary of the proceedings at a meeting as any inaccuracy in it may make it lose its value and usefulness. Minutes can be approved at the end of the meeting itself or at the beginning of the next meeting depending on the custom followed by a company but the general practice is to take necessary notes at the meeting and draw up the minutes after the meeting and approve the said minutes at the next meeting. For Board Meetings or for meetings of a Committee of a Board this is the practice but for General Meeting minutes, they need not be approved at the next meeting but should be drawn up and signed within 30 days of the holding of the General Meeting. Sections 193, 194, 195 and 196 of the Companies Act, 1956, deal with minutes. While section 193 provides for time and manner of keeping minutes and entering minutes in minute books and also signing of minutes, section 194 stipulates that minutes kept in accordance with the provisions of section 193 will be evidence of the proceedings recorded therein and section 195 gives room for presumptions to be drawn where minutes are duly drawn and signed, and section 196 deals with General Meeting Minutes prescribing the place where minutes should be kept and the mode in which they can be inspected.

 

Contents of Minutes

 

Minutes should be concise but at the same time contain sufficient details to ensure that a member may understand properly as to what transpired in the meeting in his absence. It should also contain all appointments of officers made at the meetings. Specially minutes of meeting of the Board of Directors or of a Committee of the Board must contain the following:

 

(a) the names of the directors present at the meeting; and

 

(b)in the case of each resolution passed at the meeting, the names of the directors, if any, dissenting from, or not concurring in, the resolution.

 

Although minutes should contain an exact account of what decisions were taken at the meeting but it should not contain any matter which in the opinion of the Chairman of the meeting is, or could reasonably be regarded as, defamatory of any person, irrelevant or immaterial to the proceedings or detrimental to the interests of the company.

 

The Chairman has the power to exercise an absolute discretion in regard to the inclusion or non-inclusion of any matter in the minutes.

 

General format of Minutes

 

First and foremost the heading describing the type of meeting the date, time and place of meeting and then the names of the members present at the meeting should be mentioned with designation whether director, managing director, whole time director or manager or secretary, and also the names of members attending the meeting who had voted against or in favour of a resolution. Then should come the item wise heading of the minutes as per the agenda and matters discussed or considered which are not within the agenda should be grouped under other items or miscellaneous items. While minuting the resolutions exact wording of all the resolutions passed at the meeting should be used as far as possible. Complete and exact details of all contracts decided on at the meeting should be minuted with details of appointments, salaries, powers and duties of officials and instructions given to them regarding all authorised transactions.

 

More about Minutes

 

Minutes should be kept in safe custody preferably in a fireproof safe and should be properly indexed when its subject matter is lengthy. Minutes of meetings of Board of Directors also of Committee of the Board and the minutes of the General Meetings should be made and entered in respective minute books within 30 days of the conclusion of every such meeting. Each page of the minute book should be consecutively numbered. Each page of minute book should also be initialled or signed and the last page of the minutes of each meeting should be dated and signed.

 

In case of minutes of Board Meetings or a Committee thereof they should be signed by the Chairman of the said meeting or the Chairman of the next succeeding meeting. In case of minutes of General Meetings, they should be signed by the Chairman of the same meeting within 30 days of the conclusion of such meeting and in the event of death or inability of that Chairman within the said period of 30 days by any director duly authorised by the Board of Directors to do so. In no circumstances minutes of a meeting should be attached to any book by pasting or otherwise. Department of Company Affairs has clarified that loose-leaf minute books are permitted, provided the companies keep them in such manner and take appropriate safeguards against interpolation of the leaves in the books such as serial numbering of pages, authentication of each book, safe custody of the keys, if any, to the loose-leaf register. The companies should also ensure that the loose-leaf minutes are bound into books at regular intervals of six months. (Letter No. 16047/TA/VII dated 16-12- 1971). Chairman's rulling will prevail in case of discussions as to the accuracy of the minutes and also with regard to any questions arising out of the minutes. In case a conflict of opinion arises with regard to the accuracy of any minutes, an amendment to the motion suggesting alteration in the minutes will be put to vote and decision taken. In such amendment motion members who are not present in the meeting should avoid taking part in the discussion and should also refrain from voting thereat. Minutes once approved by a meeting merely verifies the accuracy of the minutes and does not amount to adoption of the minutes or confirmation or ratification of the resolutions passed at the meeting.

 

Inspection of minutes

 

Section 196 provides that the books containing the minutes of the proceedings of any General Meeting of a company should be kept at the registered office of the company and should be open to the inspection of any member without charge during business hours. Such inspection can be subject to any reasonable restrictions as the company may impose either by its articles of association or by passing a resolution at a General Meeting to that effect so that not less than 2 hours in each day are allowed for inspection. No non-member is allowed to inspect copies of minutes of General Meetings. Minutes of Board Meetings. are absolutely prohibited from inspection and they are also not required to be kept at the registered office of the company. Copies of minutes of any General Meeting should be furnished to any member on request within 7 days of making such request on payment of Re. 1/- by the member for every 100 words or fractional part thereof required to be copied. In case of refusal made by any company to a member in allowing inspection or in furnishing copies of minutes within the prescribed time, the company and every officer of that company will be punishable with fine of Rs. 5,000/- in respect of each offence. A member who has not been allowed to inspect minutes of General Meetings or take copies of minutes can also go to the Company Law Board for an order, to compel the defaulter company to allow inspection of minutes of General Meeting immediately or to direct the defaulter company to send copies of minutes to the member forthwith. For obtaining such order, a member should make a petition Form No. I given in Annex II to the Company Law Board Regulations, 1991 with a fee of Rs. 50/- to be paid by way of demand draft.

 

Minutes to be Evidence

 

Section 194 provides that when minutes are kept in accordance with the provisions of section 193, they will be evidence of the proceedings recorded therein. It is important, therefore to ensure that the minutes contain accurate record of all proceedings transacted at the meetings and all appointments made therein. This legal provision that the minutes are evidence of proceedings casts a burden of proving the incorrectness of minutes upon those who so allege [Re. Indian Zoedone Co., (1884) 26 ChD 70]. To fully justify this burden evidence may be given to explain what in fact was done in the meeting even if such explanation contradicts the minutes already recorded. [Re. Fireproof Doors, (1916) 2 Ch 142]. Although minutes are evidence when kept in accordance with statutory provisions, they are not conclusive evidence. [Betts & Co. v. Machaghten, (1910)].

 

Presumptions as to minutes

 

Section 195 provides that where minutes of the proceedings of any general meeting of the company or of any meeting of its Board of directors or of a committee of the Board have been kept in accordance with the provisions of section 193, then until the contrary is proved, the meeting shall be deemed to have been duly called and held, and all proceedings thereat to have duly taken place, and in particular, all appointments of directors or liquidators made at the meeting shall be deemed to be valid. A plain reading of this section makes it clear that the presumptions arising in this section is a rebuttable one by adducing contrary evidence and if a proper minutes book is kept and proceedings of meetings are duly recorded it shall be deemed that the meeting has been duly called, held and all proceedings thereat have taken place and the consequent appointment of director or directors has been validly made. If the minutes are not recorded or signed within the prescribed period, then it is to be presumed that it is not properly kept and it will not be receivable in evidence. B. Sivaraman v. Egmore Benefit Society Ltd., (1992) 75 Com Cases 198, 216 (Mad).

 

Secretarial Standard-1 on Board Meeting Minutes

 

Paragraphs 8, 9 and 10 of Secretarial Standard-1 provide for Minutes of Board Meetings. Paragraph 8 provides generally about Minutes of Board Meetings, paragraph 9 provides for recording of Minutes and Paragraph 10 provides for preservation of Minutes and other Records.

 

Sub-paragraph 8.1 provides that within 7 days from the date of the meeting of the Board or Committee or of an adjourned meeting, the draft minutes thereof should be circulated to all the members of the Board or the Committee as the case may be, for their comments.

 

Sub-paragraph 8.2 provides that the Minutes of proceedings of a meeting should be entered in the Minutes Book within 30 days from the conclusion of the meeting.

 

Sub-paragraph 8.3 provides that the date of entering the Minutes should be specified in the Minutes Book by a Director or the Secretary.

 

Sub-paragraph 8.4 provides that the Chairman should initial each page of the Minutes, sign the last page of the Minutes and append to such signature the date on which he has signed the Minutes.

 

While the law requires that Minutes of the proceedings should be entered in the Minutes Book within thirty days of the Meeting, there is no prescribed time limit within which such Minutes have to be signed. They could be signed beyond a period of thirty days if the succeeding Meeting is held after a period of thirty days from the date of the earlier Meeting. However, it is also not obligatory to wait for the next Meeting in order to have the Minutes of the previous Meeting signed. Such Minutes may be signed by the Chairman of the Meeting at any time before the next Meeting is held.

 

The Minutes of Meetings of the Board can be inspected only by the Directors. While the Auditor or Cost Auditor of the company or Secretary in whole-time practice appointed by the company can also inspect the Minute Books in the course of audit or certification, a member of the company has no right to inspect the Minutes of Meetings of the Board or any Committee thereof. Officers of the Registrar of Companies, or other Government or regulatory bodies duly authorised in this behalf under law, during the course of an inspection, can also inspect the Minutes.

 

Sub-paragraph 8.5 provides that Minutes should not be pasted or attached to the Minutes Book.

 

Sub-paragraph 8.6 provides that Minutes, if maintained in loose-leaf form, should be bound at intervals coinciding with the financial year of the company.

 

The pages of the Minutes Book should be serially numbered and there should be proper locking device to ensure security and proper control to prevent irregular removal of the loose leaves.

 

Sub-paragraph 8.7 provides that extracts of the Minutes should be given only after the Minutes have been duly signed. However, certified copies of any Resolution passed at a Meeting may be issued even pending signing of the Minutes by the Chairman, if the draft of that Resolution had been placed at the Meeting and was duly approved.

 

Sub-paragraph 8.8 provides that Minutes of an earlier Meeting should be noted at the next Meeting.

 

Sub-paragraph 8.9 provides that any alteration, other than grammatical or minor corrections, in the Minutes as entered, should be made only by way of express approval taken in the subsequent Meeting in which such Minutes are sought to be altered.

 

Sub-paragraph 8.10 provides that the Minutes of Meetings of any Committee should be circulated to the Board along with the agenda for the meeting of the Board next following such Meeting of the Committee and should be noted at the Board Meeting.

 

If the Minutes of Meetings of any Committee are pending noting by the Committee at the time of circulating the Agenda for the Meeting of the Board, such Minutes should be circulated to the Board in draft form.

 

Sub-paragraph 9.1 provides that in addition to the names of Directors present at the Meeting, the names of persons in attendance and the names of invitees, if any, should be recorded in the Minutes.

 

Sub-paragraph 9.2 provides that apart from the Resolution or the decision, the Minutes should mention the brief background of the proposal and the rationale for passing the Resolution or taking the decision.

 

Sub-paragraph 9.3 provides that the names of the Directors who dissented or obtained from the decision should be recorded. Similarly, the fact that on interest Director did not participate in the discussion or vote should be recorded in the Minutes.

 

Sub-paragraph 9.4 provides that wherever any approval of the Board or of the Committee is taken on the basis of certain papers laid before the Board or the Committee, proper identification by initialling of such papers by the Chairman or any Director should be made and a reference thereto should be made in the Minutes.

 

Sub-paragraph 10. 1 provides that the Minutes of all Meetings should be preserved permanently.

 

Sub-paragraph 10.2 provides that where, under a scheme of arrangement, a company has been merged or amalgamated with another company, the Minutes of all Meetings of the Board and Committees of the transferor company should be preserved permanently by the transferee company, notwithstanding the fact that the identity of the transferor company may not survive such arrangement.

 

Sub-paragraph 10.3 provides that office copies of Notices, Agenda and Notes on Agenda and other related papers should be preserved in good order for as long as they remain current or for ten years, whichever is later, and may be destroyed thereafter under the authority of the Board.

 

Secretarial Standard-2 on General Meeting Minutes

 

Paragraphs 15, 16 and 17 of Secretarial Standard-2 provide for Minutes of General Meetings. Paragraph 15 provides generally about Minutes of General Meetings, paragraph 16 provides for recording in the Minutes and paragraph 17 provides for preservation of Minutes and other records.

 

Sub-paragraph 15.1 provides that Minutes should contain a summary of the proceedings of the Meeting, recorded fairly, correctly, completely and in unambiguous terms, and should be written in third person and past tense.

 

Sub-paragraph 15.2 provides that the Minutes should be entered and signed within thirty days from the conclusion of the Meeting.

 

In case a Meeting is adjourned, Minutes should be entered in respect of the original Meeting as well as the adjourned Meeting within thirty days from the dates of the respective Meetings.

 

The pages of the Minutes book should be consecutively numbered. The Minutes should be dated and signed by the Chairman of the Meeting within a period of thirty days or, in the event of death or inability of the Chairman within that period, by a Director who was present in the Meeting, authorized by the Board for the purpose.

 

Sub-paragraph 15.3 provides that the Chairman should initial each page of the Minutes, sign the last page of the Minutes and append to such signature the date on which he has signed the Minutes.

 

Sub-paragraph 15.4 provides that Minutes, once entered in the Minutes Book, should not be altered. However, minor errors may be corrected and initialled by the Chairman even after the Minutes have been signed.

 

Sub-paragraph 15.5 provides that Minutes should not be pasted or attached to the Minutes Book.

 

Sub-paragraph 15.6 provides that Minutes, if maintained in loose-leaf form, should be bound at reasonable intervals.

 

Sub-paragraph 15.7 provides that Minute Books should be kept at the Registered Office of the company.

 

Sub-paragraph 16.1 provides that the name of the Chairman of the Meeting and the names of Directors including the Chairman of the Audit Committee, if any, present at the Meeting should be recorded.

 

Sub-paragraph 16.2 provides. that the number of members required to form the quorum and the fact that the required Quorum was present should be recorded.

 

Sub-paragraph 16.3 provides that the number of members present in person and through representatives and Proxies should be recorded.

 

Sub-paragraph 16.4 provides that the presence, at the Annual General Meeting of the Auditor and the Practicing Company Secretary who has given the Compliance Certificate, should be recorded.

 

Sub-paragraph 16.5 provides that if the Chairman was interested in an item of business at the Meeting, the fact that he vacated the Chair and requested the Vice Chairman, if any, or some other Director or Member to Chair the meeting to transact such business should be recorded.

 

Sub-paragraph 17.1 provides that Minutes Book to record Minutes of Meetings should be kept separately from those books used to record Minutes of any other meetings and should be kept at the Registered Office of the Company.

 

Sub-paragraph 17.2 provides that the Minutes of all Meetings should be preserved permanently.

 

Minutes can be inspected by any Member. The Auditor or Cost Auditor of the company or Practicing Company Secretary appointed by the company can also inspect the Minutes Book in the course of audit or certification.

 

Sub-paragraph 17.3 provides that where, under a scheme of arrangement, a company has been merged or amalgamated with another company, the Minutes of all Meetings of the transferor company should be preserved permanently by the transferee company, notwithstanding the fact that the identify of the transferor company may not survive such arrangement.

 

Sub-paragraph 17.4 provides that Office copies of Notice and supporting papers relating to the Notice should be preserved in good order for as long as they remain current or for ten years, whichever is later, and may be destroyed thereafter, on the authority of the Board.

 

Distinction between report and minute

 

The main distinction between a report and a minute is this that the former consists mainly of what was said whereas the latter consists chiefly of what was done or agreed upon. Speeches and arguments given at General Meetings may well be good material for a newspaper report but in case of minutes, resolutions and decisions are the only proper material to be entered in them.

 

Secretary's Duties

 

The Secretary of the meeting should take necessary notes at each meeting and thereafter draw the draft minutes and then have them vetted by the Chairman of the meeting before entering them in the minute book. The Secretary should ensure while doing so that the record made by him is absolutely impartial and free from ambiguity and that an exact account of what actually had taken place in the meeting and nothing more than that is minuted in the minute book. The Secretary should also ensure that the minutes are sufficiently detailed and complete in all respects so as to allow an absent member to properly understand from the minutes what was actually done and agreed upon at the meeting.

 

 

DRAFT SPECIMEN MINUTES OF BOARD MEETINGS

 

Specimen/Agenda facilitating minutes writing

 

A form of agenda to be circulated with the notice of the Board of Directors' Meeting which can be converted into minutes of the proceedings of the Board Meeting may be in the following form:

 

Agenda for Board Meeting

 

Agenda for a meeting of the Board of Directors of RUSHABH MANAGEMENT & INFOSYS LTD. to be held at the registered office of the company, at 301, Ashirwad Comp, Anand - 388 001, on ….the, 2002 at …..a.m./p.m.

 

Directors :         Mr ……… Chairman

Mr ................

Mr ................

Mr ................

Mr ................

 

1. Confirmation of minutes

           

To confirm the minutes of the previous Board Meeting held on ............

 

2. Leave of absence

 

A letter dated the …….. 2002 from Mr …….. regretting his inability to attend the meeting is to be placed on the table and leave of absence as prayed for is to be granted to him.

 

3. Register of contracts

 

Register of contracts (Part II) recording the Directors' interest pursuant to section 301 read with section 299(3)(a) of the Companies Act, 1956 is to be tabled.

 

Register of contracts (Part I) recording the Directors' interest in contracts or arrangements pursuant to section 301 read with sections 297 and 299 (2) of the Companies Act 1956 is to be tabled, perused and signed by the Directors.

 

4. Renewal of general notice of interest

 

Renewal of general notice of interest under section 299(3)(b) of the Companies Act received from the following Directors is to be tabled, read and noted:

 

Mr .........................

Mr .........................

Mr .........................

Mr .........................

Mr .........................

Mr .........................

 

The Chairman is to sign the register of contracts (Part 11) in authentication of the recording of the said 'notices.

 

5. Review of operation

 

Detailed report of the operation of the company during the month of .......... 2002 as submitted by the Managing Director is to be tabled, discussed and noted.

 

The Directors may express their satisfaction to the larger off-take of certain products of the company due to sustained demand from the customers.

 

The Directors may also note with satisfaction the total orders received by the company which up to the end of …….. 2002 aggregated to Rs …….. lakhs.

 

6. Consideration of final accounts

 

Draft of the profit and loss account for the year ending 2002 and the proforma of balance-sheet as at …….. 2002 are to be tabled and perused.

 

7. Statement of debtors and creditors

 

Two statements showing the amounts receivable from the debtors and payable to the creditors are to be tabled and discussed.

 

The Board is also to ratify the orders placed by the purchase sub-committee on different suppliers during the month of …….. 2002 as per the statement placed before the Board.

 

8. Capital expenditure

 

The following estimates for capital expenditure are to be tabled and sanction accorded by the Managing Director for the total estimated expenditure of Rs. 15,00,000 is to be confirmed.

 

Capital             Description                  Amount            Debitable

Estimate No.                                         Rs.                   Head

21 of 2002         One Radial Drill            27,500               Plant &

            with all fittings,                                      Machinery

            chucks etc.                                           A/c

22 of 2002         Field -operation             30,000               Tools &

                        tools for site as per

the details attached                                Tackles A/c

with the said esti­mate.

23 of 2002         Construction of              11,00,000          Building

            the new factory                                     Factory

            building                                                 A/c. (Class at I)

24 of 2002         Electric installa-             3,42,500            Electric

            tion for the new                                     installation

                        factory building                                      A/c.

            including expen­diture on new

                        power line.

 

9. Appointments

 

The Board is to note and confirm the following appointments made during the months of February and March, 2002, by the Managing Director:

 

(a) Mr. ABC-Foreman, Processing Department, effective 15-2-2002.

(b) Mr. XYZ-Liaison and Public Relations Officer, effective 22-3-2002.

 

10. Confirmation of circular resolution

 

It is to be noted and confirmed that the following resolution was passed by the Directors through circulation dated the 8th March, 2002:

"RESOLVED that the Site Project Administrator, Mr. BCD, stationed at …….. be and is hereby authorised to sign all appointment letters for temporary staff getting a salary of Rs. 250 per month or less on behalf of the company with immediate effect."

 

11. Financial position

 

            The financial position of the company as at …….. 2002 …….. is to be noted as under:

 

            Cash in hand at the Head Office            ...                     Rs ……..

            Cash in hand at Works No. (i)    ...                                 Rs ……..

            Cash in hand at No. (ii)  ...                                             Rs ……..

            Cash in hand at the Branch (a)   ...                                 Rs ……..

            Cash in hand at the Branch (b)   ...                                 Rs ……..

            Total Cash in hand         ...                                             Rs ……..

            Cash Credit Accounts with the A.B.C. Bank      ...         Rs ……..

 

            Head Office      (Dr. Balance)    ...                                 Rs ……..

            Branch (a)        (Dr. Balance)    ...                                 Rs ……..

            Branch (b)        (Dr. Balance)    ...                                 Rs ……..

 

                                    Total overdrawn from Bank       ...         Rs ……..

 

            Net overdrawn balance  ...                                             Rs ……..

            I.F.C. Term loan balance           ...                                 Rs ……..

            Sundry Creditors           ...                                             Rs ……..

            Total liabilities   ...                                                         Rs ……..

            Inventories        ...                                                         Rs ……..

            Amount receivable (Sundry Debtors)      ...                     Rs ……..

            Other loans and advances          ...                                 Rs ……..

 

Total Current assets ... Rs ....................

 

            12. Next Board Meeting

 

            Next Board meeting is to be tentatively fixed to be held on …….. 2002.

 

Sd/-

............. 2002

Chairman

 

Appointment of Chairman of the Meeting/Certificate of Incorporation/Appointment of Directors/Fixation of FinancialYear/Situation of Registered Office/Certificate for Commencement of Business/Adoption of common seal/Appointment of Secretary/Procedure for recording Minutes/Appointment of Auditors/Banking Accounts and its operation/Adoption of pre-incorporation and pre-operative expenses/Next Board Meeting

 

AGENDA

A.B.C. Limited, Kanpur

Agenda for the First Meeting of the Board

of Directors of A.B.C. Limited to be held

on …….. at …….. hours.

 

            Item No.                      Contents

            1.         Appointment of chairman of the Meeting.

                        2.         Leave of absence.

            3.         Certificate of Incorporation of the company.

                        4.         Appointment of Directors.

            5.         Fixation of financial year of the company.

6.         Situation of registered office of the company.

7.         Certificate for commencement of business.

8.         Adoption of common seal of the company.

9.         Appointment of Secretary.

10.        Procedure for recording the minutes of the meeting of the Board of Directors and General Body Meetings.

11.        Appointment of Auditors.

12.        Opening of banking account and procedure for its operation.,

13.        Chairman of the Board to be the chairman of the General Meetings.

14.        Approval of pre-incorporation and pre-operative expenses incurred by the promoters.

15.        Filing of statutory forms.

16.        Maintenance of statutory Registers.

17.        Next Board Meeting.

 

MINUTES

 

Minutes of the First Meeting of the Board of Directors of ABC Limited held at …….. hours on …….. at …….. the registered office of the company.

 

Present

 

            1. Shri XYZ      Chairman

            2. Shri LMN     Director

            3. Shri SPM      Director

            4. Shri KMS      Director

By invitation:

                        Shri BVM                     General Manager

In Attendance

                        Shri RKM                     Secretary

 

Item No. 1: Appointment of Chairman

 

Shri XYZ was elected as Chairman of the meeting for a period of three years w.e.f. 26th June, 2002. In this connection the following resolution was passed: "RESOLVED that Shri XYZ, a Director of the Company be and is hereby elected as Chairman of this meeting of the Board of Directors for a term not exceeding three years effective from 26th June, 2002."

 

Shri XYZ, took the chair and welcomed the Directors to the first meeting of the Board.

 

Item No. 2: Leave of Absence

 

Leave of absence was granted to Sarvashri RKK, MLB and VKG, Directors.

 

Item No. 3: Certificate of incorporation of the company.

 

The Board examined the Corporate Identification No. .... of 2002 dated 9th June, 2002 issued by the Registrar of Companies, U.P., Kanpur and ordered the Secretary to keep them under his safe custody.

 

Item No. 4: Appointment of Directors.

 

The Board was informed that in accordance with the provisions contained in section 254 of the Companies Act, 1956, the subscribers to the Memorandum of Association shall be deemed to be the Directors of the Company. This was noted by the Board. In this connection the following resolution was passed:

 

"RESOLVED that Sarvashri XYZ, LMN, RKK, VKG, KMS, MLB and SPM who have subscribed their names to the Memorandum of Association of the company shall be deemed to be Directors of the company."

 

Item No. 5: Fixation of financial year of the company.

 

On the suggestion of Shri SPM, Director, the Board of Directors decided that the financial year of the Company be fixed from 1st April to 31st  March and first financial year may start with …….. and end on 31st March …….. being a period of …….. months.

 

Item No. 6: Situation of registered office of the company.

 

Shri LMN, Director suggested that for the present the registered office of the company be situated at No. 35, Mahatma Gandhi Road, Kanpur. In this connection the following resolution were passed:

 

"RESOLVED that the registered office of the Company be located at No. 35, Mahatma Gandhi Road, Kanpur and that the necessary return be filed with the Registrar of Companies, U.P. Kanpur."

 

"RESOLVED FURTHER that the secretary of the Company be instructed to file Form No. 18* with the Registrar of Companies, J.P. Kanpur."

 

Item No. 7: Certificate for commencement of business.

 

Shri LMN, Director informed that before the company could commence any business it was necessary to obtain Certificate of commencement of business from the Registrar of Companies, U.P., Kanpur. He further said that it was necessary to file a statement in lieu of prospectus under section 70 of the Companies Act, 1956, and a declaration under section 149(2)(c) of the Companies Act, 1956, to the Registrar of Companies, U.P., Kanpur for obtaining the Certificate for commencement of Business.

 

After some discussions, the following resolution was passed:

 

"RESOLVED that Shri LMN, a Director of the company be and is hereby authorised to take all necessary steps for obtaining the Certificate for commencement of business and to do all acts and things as may be necessary in connection therewith and ancillary and incidental thereto."

 

Item No. 8: Adoption of common seal.

 

Shri LMN, Director placed before the meeting the facsimile of the common seal of the company. The same was examined and approved by the Board. In this connection the following resolution was passed:

 

"RESOLVED that the seal as per impression affixed in the margin of the minutes and duly initialled by the Chairman be and is hereby approved and adopted as the common seal of the company and the same be kept in the safe custody of the Secretary."

 

Item No. 9: Appointment of secretary.

 

Shri LMN, Director informed the Board that on the basis of an open advertisement and interview, the company has selected Shri RKM as the Secretary of the company. He said that Shri RKM has joined the company w.e.f …….. He stated that Shri RKM will be paid a consolidated remuneration of Rs. 25,000/- p.m. and other benefits as per the rules of the company. The appointment of Shri RKM as Secretary of the company was considered and approved by the Board. In this connection the following resolution was passed:

 

"RESOLVED THAT Shri RKM, be and is hereby appointed as the Secretary of the company with effect from             at a consolidated remuneration of Rs. 25,000/- p.m. and other benefits as per rules of the company."

 

Item No. 10: Procedure for recording the minutes of the meeting of the Board of Directors and General Body Meetings.

 

The Board approved the procedure laid down under section 193 of the Companies Act, 1956, for recording the minutes of the meeting of the Board of Directors and those of General Body being followed. It was also decided that the minutes be kept in a bound loose-leaf minutes book duly typed, stitched, serially numbered and initialled by the Chairman of the meeting and every such bound loose-leaf minutes book be bound after a certain period of time as may be decided by the chairman.

 

Item No. 11: Appointment of Auditors.

 

Shri SPM, Director suggested that Messrs. KLM & Co. Chartered Accountants be appointed as the First Auditors of the company. From the date of incorporation of the company to the conclusion of the first Annual General Meeting of the company and that they may be paid a fee of Rs. 75,000/- for auditing the accounts of the company for the financial year 2002-2003 plus actual out-of-pocket expenses incurred by them. The matter was discussed and the Board approved the appointment of Messrs. KLM & Co., Chartered Accountants, as the First Auditors of the company. In this connection the following resolutions were passed:

 

"RESOLVED that the consent of the Board of Directors be and is hereby given to the appointment of Messrs. KLM & Co., Chartered Accountants, as First Auditors of the company to hold office from the date of incorporation to the conclusion of the first Annual General meeting of the company at a remuneration of Rs. 75000/- for auditing the Accounts of the company for the financial year 2002-2003 plus reimbursement actual out-of-pocket expenses.

 

RESOLVED FURTHER that the Secretary of the company be and is hereby directed to give intimation of this appointment to the Auditors so appointed within seven days of the date of the resolution."

 

Item No. 12: Opening of banking account and procedure for its operation.

 

It was suggested that a current banking account be opened in the name of ABC Limited with the Bank of Baroda, Mahatma Gandhi Road, Kanpur and Shri SPM, a Director of the company be authorised to operate the same. In this connection the following resolution was passed:

 

"RESOLVED that a banking account in the name of the company be opened with the Bank of Baroda, Mahatma Gandhi Road, Kanpur and that the said Bank be and is hereby authorised to honour all cheques, bills of exchange, promissory notes drawn, accepted and all negotiable instruments whatsoever made on behalf of the company by Shri SMP, a Director of the company and to act on any instructions so given relating to the account whether the same be over-drawn or not or relating to the transactions of the company."

 

Item No. 13: Board Chairman to be General Meeting Chairman.

 

The Chairman offered other members of the Board to place their views in the matter of making the Chairman of the Board as the Chairman of all General Meeting of the company that may be held hereafter and on all the directors being of the same view as the Chairman it was unanimously "Resolved that the Chairman of the Board shall be the Chairman of all General Meetings of the company'

 

Item No. 14 : Adoption of pre-incorporation and pre-operative expenses incurred by the promoters.

 

The statement showing the pre- incorporation and pre-operative expenses placed before the Board was considered and the same was unanimously approved. The following resolution was passed in this connection:

 

"RESOLVED that the liability for an amount of Rs. 25,96,800/- incurred towards pre-incorporation expenses and Rs. 27,09,570/- estimated to be incurred up to 31st March, 2002 by the promoters as set out in the statements placed before the meeting and reproduced below be and is hereby approved and accepted by the company:

 

i.          Statement of pre- incorporation expenses.

ii           Statement of pre-operative expenditure likely to be incurred up to 31st March, 2002.

 

Item No. 15: Filing of Statutory Forms.

 

Secretary of the company was directed to file with the appropriate authorities statutory forms and documents within stipulated time under the Companies Act, 1956 and under other statutes whenever required.

 

Item No. 16: Maintenance of Statutory Registers

 

The secretary was instructed to buy and maintain all the Statutory Registers required under the Companies Act, 1956 and to make necessary entries therein.

 

Item No. 17: Next Board Meeting

 

            The next meeting of the Board will be held on …….. the …….. at the registered office of the Company, at             a.m./p.m.

 

Vote of Thanks

 

As there was no other business to be transacted, the meeting came to an end with a vote of thanks to the chair.

 

(Signature)

Chairman

 

Minutes of Board Meeting

 

Minutes of the meeting of the Board of Directors of RUSHABH MANAGEMENT & INFOSYS., held at the registered office of the company at 301, Ashirwad Comp, Anand - 388 001, on ……..the …….. 2002 at …….. a.m./p.m.

 

Present:

 

            Mr ……..         Chairman

            Mr ……..

            Mr ……..

            Mr ……..

            Mr ……..

 

In attendance: Mr. BCD            Secretary

 

1. Confirmation of minutes.- The minutes of the previous Board Meeting held on the …….. 2002 having been circulated, were taken as read and the Chairman of this meeting signed the same as fair and correct record were con­firmed.

 

2. Leave of absence.- A letter dated the …….. 2002 from Mr …….. regret­ting his inability to attend the meeting was placed on the table and leave of ab­sence was granted to him.

 

3. Register of contracts.- Register of contracts (Part II) recording the Directors' interest pursuant to section 301 read with section 299(3)(a) of the Companies Act 1956 was tabled and register of contracts (Part 1) recording the Directors' interest in contracts or arrangements pursuant to section 301 read with sections 277 and 299 (2) of the Companies Act 1956 was tabled, perused and signed by the Directors.

 

4. Renewal of general notice of interest.- Renewal of general notice of interest under section 299(3)(b) of the Companies Act received from the following Directors as placed before the meeting was noted and recorded.

 

5. Review of operation.-Detailed report of the operation of the company during the month of …….. 2002 as submitted by the Managing Director was tabled, discussed and noted.

 

The Directors expressed their satisfaction to the larger off- take of certain products of the company due to sustained demand from the customers.

 

The Directors also noted with satisfaction the total orders received by the company which up to the end of …….. 2002 aggregated to Rs. …….. lakhs.

 

6. Consideration of final accounts.-The final accounts for the year ending …….. 2002   were tabled before the meeting for the consideration of the Board and the notes thereon as required by Schedule VI of the Companies Act, 1956, were considered and approved.

 

7. Statement of debtors and creditors.- Two statements showing the amounts receivable from the debtors and payable to the creditors were tabled and perused and the orders placed by the purchase sub-committee on different suppliers during the month of …….. 2002, as per the statement placed before the Board were ratified and recorded.

 

8. Capital expenditure.-The following estimates for capital expenditure sanctioned by the Managing Director for the total estimated expenditure of Rs. 36,40,000/- were placed before the meeting and were confirmed.

 

Capital                         Description                  Amount            Debitable

Estimate No.                                                     Rs.                   Head

 

21 of 2002                     One Radial Drill            47,500               Plant &

                                    with all fittings,                                      Machinery

            chucks etc.                                           A/c -

22 of 2002                     Field operation tools       50,000               Tools &

            for site as per the                                  Tackles A/c

            details attached with

            the said estimate.

23 of 2002                     Construction of the        31,00,000          Building

            new factory build-                                 Factory

            ing at                                                    A/c. (Class I)

24 of 2002                     Electric installation         4,42,500            Electric

            for the new factory                                installation

                                    building including                                   A/c.

                                    expenditure on new

            power line.

 

9. Appointments.- That the following appointments made during the months of February and March, 2002, by the Managing Director were noted and confirmed:

 

(a) Mr. ABC-Foreman, Processing Department, effective 15-2-2002.

(b) Mr. XYZ-Liaison and Public Relations Officer, effective 22-3-2002.

 

10. Confirmation of the resolution by circulation.- It was noted and confirmed that the following resolution was passed by the Directors through circulation, dated the 8th March, 2002:

 

"RESOLVED that the Site Project Administrator, Mr. BCD, stationed …….. at be and is hereby authorised to sign all appointment letters for temporary staff getting a salary of Rs. 3000/- per month or less on behalf of the company with immediate effect."

 

11. Financial position.-The financial position Of the company as …….. at …….. 2002, as per the statement placed before the meeting, was con­sidered and noted.

 

12. Next Board meeting.- The date of next Board Meeting was considered and it was decided that the same would be held on 2002.

 

Sd/-

2002

Chairman

 

Confirmation of Minutes/Adoption of Common Seal/Industrial Licence/Recruitment of Staff/Appointment ofn Financial and Technical Collaborators/Purchase of Land/Next Board Meeting.

 

AGENDA

 

Agenda for the …….. Meeting of the Board of Directors of ABC Limited held on …….. at …….. hours at …….. the registered office of the company.

 

Item No.                      Contents

           

1.                     Leave of absence.

            2.                     Confirmation of minutes of the   Board Meeting.

3.                     Industrial licence.

4.                     Recruitment of staff.

5.                     Appointment of financial and technical collaborators.

            6.                     Purchase of land.

            7.                     Any other business with the permission of the Board.

            8.                     Next Board Meeting.

 

MINUTES

Minutes of the Meeting of the Board of Directors of ABC Limited held on …….. 2002 at 10-30 hours at  the Registered Office of the company.

 

Present

 

            1. Shri XYZ      Chairman

            2. Shri LMN     Director

            3. Shri SPM      Director

            4. Shri MLB      Director

            5. Shri VKG      Director

 

In attendance

            Shri RKM         Secretary

 

Item No. 1: Leave of Absence

 

Leave of absence was granted to Sarvashri RKK and KMS, Directors. Shri XYZ, Chairman took the chair.

 

Item No. 2: Confirmation of minutes of the Board Meeting

 

            The minutes of the meeting of the Board of Directors held on …….. which were circulated earlier to all the Board Members were considered and confirmed.

 

Item No. 3 : Industrial licence

 

Shri LMN, Director informed the Board that the Ministry of Industry, Government of India has granted to the company an industrial licence permitting the company to establish a new industrial undertaking for the manufacture of griding balls with an installed capacity of 70,000 tonnes per annum and graded castings with an installed capacity of 70,000 tonnes per annum on single shift basis. The industrial licence, placed on the table, was perused by the Board. After some discussion the following resolution was passed:

 

"RESOLVED that the industrial licence No . …….. dated the ........ 2002 issued by the Ministry of Industry, Government of India, in the name of the company, permitting the company to establish a new under­ taking for the manufacture of griding balls with an installed capacity of 70,000 tonnes per annum and graded castings with an installed capacity of 70,000 tonnes per annum on single shift working basis as placed before the meeting, be and is hereby noted and steps may be taken to establish a new industrial undertaking for the purpose and the Secretary of the Com­pany be instructed to do such acts and deeds as may be necessary to esab­lish that of a new industrial undertaking.

 

Item No. 4: Recruitment of Staff

 

Shri LMN, Director mentioned that the company would be requiring some qualified both technical and non-technical personnel to carry out the day-to- day activities of the company. The requirement of staff, as per statement placed below the Board, was considered and approved by the Board. In this connection the Board Members expressed their views and there being a consensus in the matter the following resolution was passed:

 

"RESOLVED that a recruitment committee consisting of Sarvashri LMN and SPM be and is hereby constituted for recruitment of both technical and non-technical personnel, as per statement placed before the Board, and that its recommendation as to the placement of the personnel so recruited at the appropriate job shall be final."

 

Item No. 5: Appointment of financial and technical collaborators

 

Shri LMN, Director placed before the Board a draft of the agreement to be submitted to the Ministry of Industry, Government of India, for their approval to the appointment of M/s. KRZ Inc. USA, as the financial and technical collaborators of the company was perused by the Board. The matter was discussed. After discussions, the Board authorised Shri MLB, Director of the company to approach the Ministry of Industry for seeking their approval to the agreement and to execute the same with the collaborators with such modifications/alterations as may be suggested by the Ministry of Industry while according their approval. The following resolutions were passed in this connection:

 

"RESOLVED that Shri MLB, Director of the company be and is hereby authorised to approach the Ministry of Industry for seeking their approval to the agreement to be entered into by the company with M/s. KRZ, Inc. USA the financial and technical collaborators of the company and to accept the alterations/ modifications suggested by the Ministry in the agreement while according their approval.

 

RESOLVED FURTHER that Shri MLB, Director be and is hereby also authorised to execute the agreement with M/s. KRZ Inc. USA on behalf of the company and to affix the common seal thereon in the presence of Secretary of the company."

 

Item No. 6: Purchase of land

 

Shri LMN, Director informed the Board that the company has located a suitable site for setting up the company's plant, measuring 10000 sq. mt. near Gurgaon. The owner of the land is willing to sell the same to the company at a total price of Rs. 60 lakhs. The site plan of the said plot of land placed before the Board was perused by the Board. The matter was considered by the Board and the following resolution was, passed in this connection:

 

"RESOLVED that Shri SPM, Director of the company be and is hereby authorised to finalise the deal with the owner of the land at total value of Rs. 60 lakhs and arrange registration and mutation of the title to such land in favour of the company."

 

Item No. 7 : Any other business with the permission of the Board

 

The Chairman stated that since there is some sudden replacement in the branch office of the company at   the operating instructions given to the bank accounts of the company need to be changed and as such the following resolutions to be passed:

 

"RESOLVED that the operating instructions given to ..................Bank    branch for operating current bank account No …….. of the company by Mr ……..  who was then the branch manager of the company at the Board Meeting held …….. on …….. be revoked and cancelled."

 

"RESOLVED FURTHER that Mr …….. who has now been appointed as the Branch Manager of …….. branch of the company be and is hereby authorised to sign cheques and give oper­ating instruction on behalf of the company to .......... Bank           branch with regard to the company's current Ac­count No ……..with the said bank."

 

Item No. 8: Next Board Meeting

 

The next meeting of the Board will be held on …….. the …….. 2002 …….. at the registered office of the company.

 

Vote of Thanks

 

There being no other business to be transacted the meeting ended with a vote of thanks to the chair.

 

Date:

 

……..……..

CHAIRMAN

 

Minutes for confirmation of Minutes of last Board Meeting, Appointment of Cost Auditor, Additional Director, Application for Project Finance to Financial Institutions

 

AGENDA

 

            Agenda of the …….. meeting of the Board of Directors of ABC Lim­ited held on ……..…….. 2002 at …….. hours at …….. the registered office of the company.

 

Item No.                      Contents

            1.         Leave of absence.

2.         Confirmation of Minutes of last Board Meeting.

3.         Resolution by Circulation.

4.         Appointment of Cost Auditor.

5.         Appointment of Additional Director.

6.         Application for project Finance to Financial Institutions.

7.         Next Board Meeting.

 

            Minutes of the …….. meeting of the Board of Directors of ABC Lim­ited held on …….. 2002 at …….. hours at             the registered office of the company.

 

Present

 

            1. Shri X Y Z    ..............          Chairman

            2. Shri L M N   ..............          Director

            3. Shn"V K M   ..............          Director

            4. Shri M L M   ..............          Director

 

In attendance

 

            Shri SPM          ..............          Secretary

 

Item No. 1: Leave of absence

 

Leave of absence was granted to Sarva Shri RKM and KMS Directors who have intimated their inability to attend the Board Meeting.

 

Item No. 2: Confirmation of the Minutes of last Board Meeting.

 

            The Minutes of Board Meeting held on   the draft of which was circulated to all the Directors were confirmed and signed by the Chairman.

 

Item No. 3: Resolution by Circulation

 

The following resolution passed by the Directors by circulation was noted:

 

RESOLVED that the company do open a Current Banking Account of the Company in the name and style of "ABC Limited Interim Dividend 2001-2002" with ................................................

 

(Name and address of the Bank)

 

and Shri ……..……..…….. Director and Shri ……..……..……..…….. Secretary be and are hereby authorised to oper­ate the said Bank Account jointly and severally.

 

RESOLVED FURTHER that the said Bank be and is hereby authorised to honour all dividend warrants drawn on the said Bank payable at all branches of the Bank at …….. under the facsimile sig­nature of Shri ……..…….. Managing Director of the Company.

 

RESOLVED FURTHER that the format of the warrants for interim dividends to be distributed to the shareholders should have the Tax deducted at source format inserted in them.

 

RESOLVED FURTHER that Shri ……..……..…….. Director and Shri ……..…….. Secretary of the Company be are hereby author­ised to revalidate the dividend warrants.

 

Item No. 4: Appointment of Cost Auditor

 

The Board was informed that the Central Government in terms of the provisions contained in Section 233B of the Companies Act, 1956 has directed that audit of Cost Accounts of the Company be carried for the year ended …….. on  …….. by the Cost Auditor to be appointed with the previous ap­proval of the Central Government. The following resolution was passed in this connection:

 

RESOLVED that pursuant to the directors conveyed by the Central Government vide Order No …….. dated …….. for conduct­ing audit of Cost accounts of the company for the year ended on …….. Shri …….. Cost Accountant in practice who has certified that appointment if made will be in accor­dance with the provisions of Section 224(IB) of the Act be and is hereby appointed as Cost Auditor subject to the approval of the Cen­tral Government.

 

RESOLVED FURTHER that the payment of Rs ……..…….. as remu­neration be proposed for the Cost Auditor plus reimbursement of inci­dental expenses that may be incurred by the Cost Auditor in conduct­ing Cost Audit of the Company.

 

RESOLVED FURTHER that the Secretary of the Company be and is hereby authorised to make necessary application to the Central Government for obtaining approval to the appointment as Shri …….. proposed to be appointed as Cost Auditor.

 

Item No. 5: Appointment of Additional Director

 

The Board was informed that Shri ……..…….. is proposed to be ap­pointed as Additional Director of the company pursuant to the provisions con­tained in Section 260 of the Companies Act, 1956 read with Arti­cle …….. of the Articles of Association of the Company. The Board passed the following resolution:­

 

RESOLVED that Shri …….. who has given his consent to act as a director of the company be and is hereby appointed as an Addi­tional Director.

 

RESOLVED FURTHER that the Secretary of the company be and is hereby authorised to file necessary returns with the Registrar of Companies.

 

Item No. 6: Appointment for project Finance to Financial Institutions

 

The Board was informed that a detailed project report has since been prepared. To finance the project Cost necessary applications will have to be made to the financial institutions for financial assistance in the shape of long term loans and underwriting of proposed public issue. The following resolution was passed by the Board in this connection.

 

RESOLVED that Shri …….. Managing Director and Shri …….. Director of the Company be and are hereby authorised to submit necessary applications to the following financial institutions for financial assistance in the shape of long-term loans to  the tune of Rs …….. and underwriting of the public issue of Rs  …….. proposed to be made to the public and to do all such acts and things as may be necessary in this regard.

 

Item No. 7: Next Board Meeting

 

The next Meeting of the Board of Directors will be held on .................... at  The Meeting ended with a vote of thanks to the Chair.

 

Date ……..……..                                                                                                                                 CHAIRMAN

 

Leave of Absence/Confirmation of Minutes/Appointment of Managing Director/Statement in lieu of prospectus/Statutory  Report/Opening of Branch Office/Next Board Meeting

 

AGENDA

 

Agenda for the            Meeting of the Board of Directors of ABC Limited held on …….. at …….. hours at …….. the Registered Office of the company.

 

Item No.                      Contents

            1.                     Leave of absence.

            2.                     Confirmation of minutes of the   Board Meeting.

3.                     Appointment of Managing Director.

4.                     Statement in lieu of prospectus.

5.                     Approval of the Statutory Report.

6.                     Opening of a branch office.

7.                     Interest of director.

8.                     Next Board Meeting.

 

 

MINUTES

 

Minutes of the …….. Meeting of the Board of Directors of ABC Limited held on …….. at…….. hours at …….. the Registered Office of the company

 

Present

 

            1...................   Chairman

            2 ……..…….. Director

 

Item No. 5 : Approval of the Statutory Report

 

The Board was informed by the chairman that the Statutory Meeting under section 165 of the Companies Act, 1956, has to be held within six months from the date the company was entitled to commence business. The draft of the Statutory Report placed before the Board was approved. In this connection the following resolutions were passed:

 

RESOLVED that subject to the approval of the shareholders pursuant to the provisions of section 165 of the Companies Act, 1956, the draft of the Statutory Report placed before the Board and duly initialled by the Chairman for the purpose of identification be and is hereby approved.

 

RESOLVED FURTHER that the Statutory Report be certified as correct on behalf of the Board by Shri …….. Managing Director and Shri …….. Director of the company for submission to the company's Auditors for their report thereon.

 

RESOLVED FURTHER that the Statutory Meeting of the share holders of the company be convened on at the registered office of the company on …….. the …….. 2002, at …….. hours.

 

RESOLVED FURTHER that the Secretary of the company be and is hereby authorised to issue notice calling the Statutory Meeting of the shareholders of the company and circulate the Statutory Report along with the notice of the meeting to all the shareholders of the company and deliver a certified copy of the Statutory Report to the Registrar of Companies forthwith after sending copies thereof to the shareholders of the company for registration."

 

Item No. 6: Opening of a Branch Office

 

The Board was informed by the Managing Director that for sale of the company's products, it was proposed to open a sales depot at Lucknow. It was stated that this sales depot will cater to the needs of the people in and around Lucknow. The matter was discussed and after some discussion the proposal of the company -was approved. In this connection the following resolution was passed:

 

RESOLVED that the company do open a sales depot at Lucknow for the sale of its products in and around Lucknow and Shri LMN, Director of die company be and is hereby authorised to take all action as may be -necessary in this regard."

 

Item No. 7 : Interest of Director

 

The secretary reported that Shri …….. Director of the company had given formal notice that he is a director of Ltd. and a partner in the firm of and should accordingly be regarded as interested in any contract with that company or firm.

 

Item No. 8: Next Board Meeting

 

            The next meeting of the Board will be held on …….. at the registered office of the company.

 

Vote of Thanks

 

As there was no other business to be transacted the meeting ended with a vote of thanks to the chair.

 

Date: ……..

CHAIRMAN …………

 

 

Minute for issue of Duplicate Share Certificates, Application for Per­manent Account Numbers, Sales Tax Registration, Public Issue of Shares, Closure of Books, Next Board Meeting

 

AGENDA

 

Agenda of the …………. meeting of the Board of Directors of ABC Limited held on ……… 2002 at ……… hours at ……… the registered office of the company.

 

Item No.                                  Contents

           

1.                     Leave of absence.

2.                     Approval of Minutes of the Board Meeting held on

3.                     Issue of duplicate share certificate on furnishing indemnity bond.

4.                     Issue of Share Certificate.

5.                     Permanent Account Number.

6.                     Sales Tax Registration.

7.                     Public issue of shares.

8.                     Closure of books.

9.                     Next Board Meeting.

 

Minutes of the ……… meeting of the Board of Directors of A B C Limited held on ……… 2002 at ……… hours at ……… the registered office of the company.

 

Present

 

            1. Shri X Y Z    ....................                Chairman

            2. Shri L M N   ....................                Director

            3. Shri V K M   ....................                Director

            4. Shri M L M   ....................                Director

 

In attendance

 

            Shri SPM          ....................                Secretary

 

Item No. 1: Leave of absence

 

Leave of absence was granted to Sarva Shri RKM and KMS Directors who have intimated their inability to attend the Board Meeting.

 

Item No. 2: Approval of Minutes of the Board Meeting held on

 

The Minutes of Board Meeting held on ……… the draft of which was circulated to all the Directors were confirmed and signed by the Chairman.

 

Item No. 3: Issue of duplicate share certificate on furnishing indemnity bond

 

The Board was informed that Shri ……… holder of ……… equity shares of Rs. 10/- each of the company bearing distinctive numbers from ……… to ……… has applied for issue of duplicate share Certificates in lieu of the original certificates having been lost and has furnished an indemnity bond for the same. The matter was considered by the Board and the following resolutions was passed.

 

RESOLVED that approval of the Board of Directors be and is hereby accorded to the issue of duplicate Share Certificates in lieu of the original certificates reported as lost to Shri ……… who has fur­nished as indemnity bond for the same.

 

RESOLVED FURTHER that the said duplicate share certificate be issued under the Common Seal of the company to be affixed in the presence of Shri ……… Director and Shri ……… Secretary of the company who shall sign the same in token thereof.

 

Item No. 4: Issue of Share Certificates

 

The Board was informed that as per particulars mentioned in the Register of allotment, share certificates were to be issued to the persons concerned. The Board passed the following resolutions:

 

RESOLVED that subject to the approval of the Stock Exchange the Board hereby accords its approval to the issue of Share Certificates to the persons as per particulars mentioned in the register of allotment placed before the Meeting and initialled by the Chairman for purposes of identification.

 

RESOLVED FURTHER that the Share Certificates shall be signed by Shri ……… Director and Shri ……… Director and Shri ……… Secretary as authorised signatory and the com­mon seal be affixed thereon in their presence.

 

Item No. 5: Permanent Account Number

 

The Board noted that the Income-tax authorities have not so far allotted Permanent Account Number to the Company. In this connection the following resolution was passed:

 

RESOLVED that the Company do approach the Income-tax Officer concerned for the allotment of Permanent Account Number to the Company and the Secretary of the Company be and is hereby authorised to make necessary application in this regard.

 

Item No. 6: Sales Tax Registration

 

The Board was informed that the Company is not registered with the Sales Tax authorities under the Central Sales Tax Act. The following resolution was passed in this connection:

 

RESOLVED that the company do approach the Sales Tax Authorities for registration of the company under the Central Sales Tax Act and the Secretary of the Company be and is hereby authorised to take necessary action in this regard.

 

Item No. 7: Public Issue of Shares

 

The Board was informed that the Public Issue of shares of the Company has been closed on ……… and that all necessary action is being taken for allotment of shares and despatch of refund orders within the prescribed period of 78 days from the close of the subscription list.

 

Item No. 8: Closure of Books

 

The Board noted that the Register of Members and Transfer books are required to be closed in connection with the Annual General Meeting and payment of dividend. In this connection the following resolution was passed:

 

RESOLVED that pursuant to Section 154 of the Companies Act, 1956, the Register of Members and Transfer Books be closed from ……… to ………  (both days in­clusive) to reckon the shareholders on the Register of Members for the purposes of payment of dividend for the financial year ended .........................

 

RESOLVED FURTHER that the Secretary of the Company be and is hereby authorised to publish the notice under Section 154 of the Act for the information of shareholders and also give notice to the Stock Exchange regarding closure of the Register of Members.

 

Item No. 9: Next Board Meeting

 

The next Meeting of the Board of Directors will be held on ..................... at .........................

 

Vote of Thanks

 

The Meeting ended with a vote of thanks to the Chair.

 

Date ………

CHAIRMAN

 

Minute for opening of Bank Account, Authorisation to execute understanding for import of raw material for Export Production, Appointment of Sole Selling Agent variation of rights of members holding 15 redeemable cumulative preference shares

 

AGENDA

 

Agenda of the ……… meeting of the Board of Directors of A B C Lim­ited held on ……… 2002 at ……… hours at ……… the registered office of the company.

 

Item No.           Contents

 

1.         Leave of absence.

2.         Confirmation of the minutes of last Board Meeting.

3.         Opening of Current Account.

4.         Authorisation to execute undertaking for import of raw material for Export Production.

5.         Appointment of Sole Selling Agent.

6.         Variation of rights of members holding 15% redeemable cumulative preference shares.

7.         Next Board Meeting.

 

Minutes of the ……… meeting of the Board of Directors of A B C Lim­ited held on ……… 2002 at ……… hours at ……… the registered office of the company.

 

Present

 

            1. Shri X Y Z    ........................            Chairman

            2. Shri L M N   ........................            Director

            3. Shri V K M   ........................            Director

            4. Shri M L M   ........................            Director

 

In attendance

 

            Shri SPM          ........................            Secretary

 

Item No. 1: Leave of absence

 

Leave of absence was granted to Sarva Shri RKM and KMS Directors who have intimated their inability to attend the Board Meeting.

 

Item No. 2: Confirmation of the Minutes of last Board Meeting

 

The Minutes of Board Meeting held on   the draft of which was circulated to all the Directors were confirmed and signed by the Chairman.

 

Item No. 3: Opening of Current Account

 

The proposal for opening of current Bank Account for receiving application for shares from NRIs against reserve quota was considered by the Board and the following resolution was passed:

 

RESOLVED that the Company do open a Current Bank Account with

 

            (1) ………………………………

(2) ............................................

(3) ............................................

 

(Name and address of the Banks)

 

under the name and style of "A B C Limited Reservations for NRIs/OCBs/PIOs Equity Issue" and the said Banks and their branches be and are hereby authorised to accept applications for Equity shares of the company against the quota reserved for NRIs/ OCBs/PIOs and credit th( money so received to the said Account.

 

RESOLVED FURTHER that the said Banks and their Branches b( and are hereby advised to ensure that the payments received alongwith application forms from NRIs shall be out of remittance of convertible  currencies or out of drawings from FCNR Accounts maintained b, them in India and such applications shall be in the coloured form.

 

RESOLVED FURTHER that the said Banks and their Branches be and are hereby also advised that where payments received along with application are not in convertible currencies, such applications shall not be in coloured form and the amount received shall be credited in "A B C Limited Equity issue".

 

Item No. 4: Authorisation to execute undertaking for import of raw materials for export production

 

The Board was informed that the company has been granted Advance Import Licence for import of raw materials duty free for export production for which an undertaking is to be given. The matter was considered by the Board and the fe lowing resolution was passed:

 

RESOLVED that in terms of the Advance Import Licence granted the company for import of duty free raw-materials of ……… (quantity in tonnes) of the value of Rs ………   for its export production, the company hereby undertakes to export its finished product of ………  (quantity in tonnes) valuing Rs ………(FOB) during a period of        from the date of receipt of import, raw-materials.

 

RESOLVED FURTHER that Shri ……… Managing Director and Shri ……… Secretary of the company be a is hereby authorised to execute the undertaking in respect of the export obligation on behalf of the company in favour of the President of India acting through ....... (give designation and name of the office).

 

Item No. 5: Appointment of Sole Selling Agent

 

The Board was informed that the Company proposed to appoint M/s.................................. as its sole selling agent for the Company's product for Northern States. The said firm holds shares of the Company aggregating to more than Rs. five lakhs and that in view of provisions of Section 294AA of the Companies Act, 1956, the Company having a paid up capital of Rs. 50 lakhs and more cannot appoint any person as its sole selling agent without the approval of company in general meeting. Previous approval of the Central Government also required as the Sole Selling Agent proposed to be appointed hold substantial interest. (Substantial interest means holding of shares of the company the aggregate amount of which exceeds Rs. five lakhs or five percent of the paid up share capital). The matter was considered by the Board and the following resolution was passed:

 

RESOLVED that subject to the approval of the company in general meeting and the previous approval of the Central Government M/s……….who holds substantial interest in the company be and are hereby appointed as the sole selling agents of the company for the Northern States and the draft of the agreement placed on the Table and initialled by the Chairman for purposes of identification be and is hereby approved.

 

RESOLVED FURTHER that the approval to the said appointment of M/s……as sole selling agent of the company be obtained by a Special Resolution at the Annual General Meeting to be held on

 

RESOLVED FURTHER that the secretary of the company be and is hereby authorised to make necessary application to the Central Government and enter into the said agreement with the Sole Selling Agent on receipt of Central Government approval.

 

Item No. 6: Variation of rights of members holding 15% redeemable cumulative preference shares

 

The Board noted that due to poor results of the company the profits of the company will be adversely affected and it is therefore considered necessary to reduce the rate of dividend payable to the members holding 12% percent redeemable cumulative preference shares from 12 percent to 10 percent per annum. The following resolution was passed in this connection.

 

RESOLVED that in pursuance of the provisions contained in Section 106 of the Companies Act, 1956 a Class Meeting of the members holding 12 percent redeemable cumulative preference shares be called on ………(day) the…….(date) ….at ……(address) at……(Time) to consider as special business for passing the following resolution as a Special

Resolution.

 

RESOLVED that in pursuance of the provisions of Section 106 of the Companies Act, 1956 and subject to such other approvals and sanctions as may be necessary, class of members holding  11 percent redeemable cumulative preference shares of Rs. 100/- each accord their approval to the Board of Directors of the company to vary the rights attached to the shares by reducing the rate of dividends payable from 11 percent for and from the financial year commencing from other rights, however, remaining unaltered.

 

Item No. 7: Next Board Meeting

 

The next meeting of the Board of Directors will be held on ..................... at .........................

 

Vote of Thanks

 

The Meeting ended with a vote of thanks to the chair.

 

Date ……….                                                                                                                CHAIRMAN…………

 

 

Confirmation of Minutes/Adoption of Prospectus/ Terms of payment for the Equity Shares/Form of Advertisement/Listing Agreement with Stock Exchange/Opening of Subscription List/Draft Letter of Allot­ment/Next Board Meeting.

 

AGENDA

 

Agenda for the ……Meeting of the Board of Directors of ABC Limited held on…..at…..hours at……the

Registered Office of the company.

 

Item No.          Contents

 

1 .        Confirmation of the minutes of   Meeting.

2.         Adoption of prospectus for the Public Issue of 40,00,000 equity shares of Rs. 10/- each.

3.         Terms of payment for the equity shares offered for public subscrip­tion at par.

4.         Form of advertisement for the proposed Public Issue.

5.         Listing Agreement with the Stock Exchange.

6.         Opening of subscription List.

7.         Approval of draft of letter of allotment of shares.

8.         Next Board Meeting.

 

MINUTES

 

Minutes of …..Meeting of the Board of Directors of ABC Limited, Anand held on …..the …….2002, at New Delhi.

 

Present

 

1. …………Chairman

2. …………Director

3. …………Director

4. …………Managing Director

 

In attendance  Secretary

 

Item No. 1: Confirmation of the minutes of   meeting

 

            The minutes of the ……meeting of the Board of Directors held at New Delhi were read and it was resolved that they be confirmed.

 

Item No. 2 : Adoption of prospectus for the Public Issue of 60,00,000 Equity Shares of Rs. 10/- each

 

The draft of the prospectus attached with the agenda note was perused by the Board. The Managing Director explained the arrangements made in connection with the issue of prospectus for the Public Issue of 60,00,000 equity shares of Rs. 10/- each for cash at par. It was stated that the company proposes to issue the prospectus in the first week of October, 2002. The matter was discussed. In this connection the following resolutions were passed:

 

"RESOLVED that the draft Prospectus with the annexure thereto as required pursuant to the provisions of section 60 of the Companies Act, 1956, placed before the Board and initialled by the Chairman for the purpose of identification, be and is hereby approved and adopted as the Prospectus of the company for the proposed Public Issue of 60,00,000 Equity Shares of Rs. 10/- each for cash at par subject to the vetting of the Securities and Exchange Board of India.

 

RESOLVED FURTHER that the engrossment of the Draft of the Prospectus with the annexure thereto as aforesaid be signed by all the Directors present at the meeting and the same be also sent to the other Directors who are not present at the meeting for their signatures.

 

RESOLVED FURTHER that M/s ……be and is hereby appointed as the Lead Manager to the aforesaid issue.

 

RESOLVED FURTHER that M/s ….and M/s …..be and are hereby appointed as Registrars to the aforesaid issue.

 

RESOLVED FURTHER that the secretary of the company be directed to send the draft prospectus along with all the enclosures to

 

M/s ….the lead managers to the issue to be sent to the Secu­rities and Exchange Board of India for vetting of the prospectus.

 

RESOLVED FURTHER that the engrossment of the Prospectus having attached thereto the documents required in terms of section 60 of the Companies Act, 1956, when signed by the Directors be filed with the Registrar of Companies after it is vetted by the Securities and Exchange Board of India.

 

RESOLVED FURTHER that Shri KRP, Secretary of the company be and is hereby authorised to file the Prospectus with the said documents attached thereto with the Registrar of Companies and to make, initial and sign any corrections etc. thereto as he may deem necessary for the purpose.

 

RESOLVED FURTHER that the draft of the Power of Attorney to be issued in favour of the Secretary for the purpose of registering the Prospectus and for making corrections therein, if any, placed before the Board and initialled by the Chairman of the meeting for purposes of identification, be and is hereby approved.

 

RESOLVED FURTHER that the common seal of the company be affixed to the engrossment of the said Power of Attorney by the Managing Director and the Secretary of the company."

 

Item No. 3 : Terms of payment for the Equity Shares offered for public subscription at par

 

The terms of payment in respect of the public issue as suggested by the Managing Director were considered and approved by the Board. In this connection the following resolution was passed:

 

"RESOLVED that the terms of payment in respect of the proposed public issue of 60,00,000 Equity Shares of Rs. 10/- each shall be as indicated here in below:

 

(i) on application                        Rs. 2.50 per share

(ii) on allotment                         Rs. 2.50 per share

(iii) The balance amount of         Rs. 5.00 per share shall be made payable

in one call.

 

No calls shall be made payable earlier than two months after the date of allotment of shares."

 

Item No. 4: Form of advertisement for the proposed Public Issue

 

The form of advertisement for the proposed public issue of 60,00,000 equity shares of Rs. 10/­each placed before the meeting and initialled by the Chairman for purposes of identification, was perused and approved by the Board. In this connection the following resolution was passed:

 

"RESOLVED that the draft text of advertisement as tabled and initialled by the Chairman be and is hereby approved and that the Secretary of the company be and is hereby authorised to arrange publication of such text in at least three selected newspapers having circulation in the whole of India."

 

Item No. 5: Listing Agreement with the Stock Exchange

 

The Managing Director informed the Board that the Bombay and Delhi Stock Exchanges have granted permission for listing and dealing in 60,00,000 equity shares of Rs. 10/- being offered by the company to the public for subscription. The agreements to be executed by the company with the Bombay and Delhi Stock Exchanges placed on the table were perused and approved by the Board. In this connection the following resolution was passed:

 

"RESOLVED that the agreement with the Bombay and Delhi Stock Exchanges in connection with the listing and dealing in 60,00,000 equity shares of Rs. 10/- each on the said Stock Exchanges be executed under the common seal of the company in terms of article .................. of the Articles of Association of the company in the presence of the Managing Director and the Secretary of the company, who shall sign the same."

 

Item No. 6: Opening of subscription list

 

The Managing Director explained that pursuant to the provisions of sections 72 and 74 of the Companies Act, 1956, and the terms of the listing agreement with the Bombay and Delhi Stock Exchanges, a company offering shares through a prospectus cannot make allotment until the beginning of the 5th day after that on which the prospectus is first so issued or such later time as may be specified in the prospectus. The matter was discussed and the Board passed the following resolution:

 

RESOLVED that the application list for subscription of 60,00,000 equity shares of Rs. 10/­each will open on the commencement of banking hours on …..the……2002, and will close at the close of  the banking hours on…..the    or earlier at the discretion of the company but not before the close of the banking hours on .......... the ..............

 

Item No. 7 : Approval of draft of letter of allotment of shares

 

The draft of letter of allotment of shares to the public placed before the meeting was considered and approved by the Board. In this connection the following resolution was passed:

 

"RESOLVED that the draft letter of allotment for the issue of 60,00,000 equity shares of Rs. 10/- as placed before the meeting and initialled by the Chairman for purposes of identification, be and is hereby approved and that such allotment letter be issued to the applicants under the common seal of the company which should be affixed on the presence of Shri …..Managing Director and Shri ………Director and Shri……..Secretary of the company who shall be the same."

           

Item No. 8: Next Board Meeting

 

The next meeting of the Board will be held on the date, time and place to be decided in consultation with the Chairman and will be informed to the Board Members in due course.

 

Vote of Thanks

 

There being no other business to be transacted the meeting ended with a vote of thanks to the chair.

 

Date:    ................................ CHAIRMAN ………….

 

 

Confirmation of Minutes/Acceptance of offer of Underwriting/Appointment of Bankers/Brokers to the Issue/Allotment of Shares/Reimbursement of Expenses to Directors/Fees on Registration of Documents/Next Board Meeting

 

AGENDA

 

Agenda for the            Meeting of the Board of Directors of ABC Limited held on ……at…..hours at……the

Registered Office of the company.

 

Item No.          Contents

 

1 .        Confirmation of the minutes of   Meeting.

2.         Acceptance of offer of underwriting of IDBI.

3.         Appointment of Bankers/Brokers to the Issue.

4.         Allotment of Shares.

5.         Reimbursement of expenses to Directors.

6.         Fees on registration of documents etc.

7.         Interest of Directors.

8.         Next Board Meeting.

 

MINUTES

Minutes of ……..Meeting of the Board of Directors of ABC

Limited, held on ……the …….2002, at New Delhi.

 

Present

           

1. …………     Chairman

2. …………     Director

3. …………     Director

4. …………     Managing Director

 

In attendance  Secretary

 

Item No. 1: Confirmation of the minutes of   meeting

 

The minutes of the meeting of the Board of Directors held on ……at New Delhi were read and it was resolved that they be confirmed.

           

Item No. 2: Acceptance of offer of underwriting of IDBI

 

The Managing Director informed the Board that the IDBI has agreed to underwrite our proposed public issue to the extent of Rs. 175 lakhs in terms of their letter No . ……dated …..The letter of the IDBI was perused by the Board. In

this connection the following resolution was passed.

           

"RESOLVED that the offer of the IDBI to underwrite 30,00,000 eq­uity shares of Rs. 10/- each to be offered by the company to the public on the terms and conditions embodied in the letter No ……dated …..of the IDBI be and is hereby accepted and that the Managing Director of the company be and is hereby authorised to convey to the IDBI the acceptance on behalf of the company of the said offer of underwriting and also authorised to execute any documents with the IDBI in this regard and also to do all such acts and things that may be necessary for the purpose."

 

Item No. 3 : Appointment of bankers/brokers to the Issue

 

The Managing Director informed the Board that many of the banks/brokers have consented to act as bankers[brokers to the public issue made by the company. It was stated that the company would appoint those banks who have agreed to underwrite the issue at the rate of Rs. 10 lakhs. The list of the banks[brokers placed before the Board was considered. The Board after discussions, passed the following resolutions:

 

"RESOLVED that the bankers/brokers to the issue mentioned herein below be and are hereby appointed as the bankers and brokers to the public issue:

 

Bankers:

 

1. State Bank of India                New Delhi

2. Bank of Baroda                     Mumbai

3. Bank of India                        Mumbai

 

Brokers:

 

1. Jalan & Company                  New Delhi

2. C.L. Chokshi & Co.               Mumbai

3. Raj Kumar and Co.                Mumbai

 

RESOLVED FURTHER that brokerage at the rate of 1 % shall be paid to the abovementioned bankers and the brokers to the issue in respect of allotment made against applications procured by them provided that the relative forms of applications bear their respective stamps in the brokers column.

 

RESOLVED FURTHER that brokerage at the same rate may also be paid in respect of allotments made against applications bearing the stamp of any of the brokers who is member of the recognised Stock Exchange in India."

 

Item No. 4: Allotment of shares

 

The Managing Director informed the Board that the company had received applications for aggregate of 59,40,600 equity shares against offer of 60,00,000 equity shares. It was stated that the balance of   equity shares be allotted to the underwriters. The matter was discussed. In this connection the following resolu­tions were passed:

 

"RESOLVED that the statement showing the names, addresses and number of shares applied for against the public offer of 60,00,000 equity shares of Rs. 10/- each (on which Rs. 5/- is payable on application and allotment) submitted to the meeting and for the purpose of identification, initialled by the Chairman, be and is hereby approved and that each applicant for the shares pursuant to his/her application be allotted the exact number of shares as applied for and that such number of shares as hereby allotted be put in the column of the statement provided for the purpose against such applicant, and that notice of such allotment be communicated to the respective allottees.

 

RESOLVED FURTHER that the company having received total applications for aggregate of 59,40,600 equity shares against offer of 60,00,000 equity shares, the balance of    equity shares be and are hereby allotted to the following underwriters as per the details men­tioned below:

 

SI. No. Name and address         No. of Equity Shares     Amount

 

1.

2.

3.

 

RESOLVED FURTHER that a call of Rs. 5/- per share be and is hereby made on the aforesaid underwriters for the shares so allotted and that the said underwriters be notified accordingly."

 

Item No. 5: Reimbursement of expenses to Directors

 

The Managing Director informed the Board that he has reimbursed a sum of Rs. 30,000/- to Shri RLM, Director towards travelling and out-of-pocket expenses for attending the Board Meeting of the company held on ……at New Delhi. This was approved by the Board. In this connection the following resolu­tion was passed:

 

"RESOLVED that reimbursement of the sum of Rs. 30,000/- to Shri RLM, Director of the company towards travelling and out-of-pocket expenses for attending the Board Meeting of the company held on……by the Managing Director be and is hereby ap­proved."

 

Item No. 6: Fees on registration of documents etc.

 

The Managing Director informed that according to clause 8 of the Listing Agreement entered into by the company with the Bombay Stock Exchange, the company is not required to charge any fees on the registration of probate, letters of administration, death certificates, power of attorneys etc. The matter was discussed and the following resolutions were passed: ,

 

"RESOLVED that no fee be charged by the company for registration of probate, letters of administration, death certificates relating to any member, certificate of marriage and powers of attorney in relation to any matter submitted to the company.

 

RESOLVED FURTHER that the article No …….of the Articles of As­sociation of the company conferring power on the company to charge fees in such events, be suitably amended by calling a General Meeting of the shareholders in conformity with clause 8 of the Listing Agree­ment entered into with the Bombay Stock Exchange."

 

Item No. 7: Interest of Directors

 

The following directors give notice that either by reason of being a member or the holder of an office, they had an interest in any contract made with any of the companies shown below:

 

Name of Director          Name of companies

 

AB                               …………………………..

CD                               …………………………..

EF                                …………………………..

 

            Shri …….Director gave notice that he was a partner in the firm of M/s…….and accordingly had an interest in any contract made with that:

 

Item No. 8: Next Board Meeting

 

The next meeting of the Board of Directors will be held on ……at New Delhi.

 

Vote of Thanks

 

There being no other business to be transacted the meeting ended with a vote of thanks to the chair.

 

Date: ..................CHAIRMAN…………..